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At its April 10, 1996 meeting, the SAA Executive Board adopted the
Principles of Archaeological Ethics, reproduced below, as proposed
by the SAA Ethics in Archaeology Committee. The adoption of these
principles represents the culmination of an effort begun in 1991
with the formation of the ad-hoc Ethics in Archaeology Committee.
The committee was charged with considering the need for revising
the society's existing statements on ethics. A 1993 workshop on
ethics, held in Reno, resulted in draft principles that were presented
at a public forum at the 1994 annual meeting in Anaheim. SAA published
the draft principles with position papers from the forum and historical
commentaries in a special report distributed to all members, Ethics
and Archaeology: Challenges for the 1990s, edited by Mark. J. Lynott
and Alison Wylie (1995). Member comments were solicited in this
special report, through a notice in SAA Bulletin, and at two sessions
held at the SAA booth during the 1995 annual meeting in Minneapolis.
The final principles, presented here, are revised from the original
draft based on comments from members and the Executive Board.
The Executive Board strongly endorses these principles and urges
their use by all archaeologists "in negotiating the complex
responsibilities they have to archaeological resources, and to all
who have an interest in these resources or are otherwise affected
by archaeological practice (Lynott and Wylie 1995:8)." The
board is grateful to those who have contributed to the development
of these principles, especially the members of the Ethics in Archaeology
Committee, chaired by Mark. J. Lynott and Alison Wylie, for their
skillful completion of this challenging and important task. The
bylaws change just voted by the members has established a new standing
committee, the Committee on Ethics, that will carry on with these
crucial efforts.
Principle No. 1: Stewardship
The archaeological record, that is, in situ archaeological material
and sites, archaeological collections, records and reports, is irreplaceable.
It is the responsibility of all archaeologists to work for the long-term
conservation and protection of the archaeological record by practicing
and promoting stewardship of the archaeological record. Stewards
are both caretakers of and advocates for the archaeological record
for the benefit of all people; as they investigate and interpret
the record, they should use the specialized knowledge they gain
to promote public understanding and support for its long-term preservation.
Principle No. 2: Accountability
Responsible archaeological research, including all levels of professional
activity, requires an acknowledgment of public accountability and
a commitment to make every reasonable effort, in good faith, to
consult actively with affected group(s), with the goal of establishing
a working relationship that can be beneficial to all parties involved.
Principle No. 3: Commercialization
The Society for American Archaeology has long recognized that the
buying and selling of objects out of archaeological context is contributing
to the destruction of the archaeological record on the American
continents and around the world. The commercialization of archaeological
objects - their use as commodities to be exploited for personal
enjoyment or profit - results in the destruction of archaeological
sites and of contextual information that is essential to understanding
the archaeological record. Archaeologists should therefore carefully
weigh the benefits to scholarship of a project against the costs
of potentially enhancing the commercial value of archaeological
objects. Whenever possible they should discourage, and should themselves
avoid, activities that enhance the commercial value of archaeological
objects, especially objects that are not curated in public institutions,
or readily available for scientific study, public interpretation,
and display.
Principle No. 4: Public Education
and Outreach
Archaeologists should reach out to, and participate in cooperative
efforts with others interested in the archaeological record with
the aim of improving the preservation, protection, and interpretation
of the record. In particular, archaeologists should undertake to:
1) enlist public support for the stewardship of the archaeological
record; 2) explain and promote the use of archaeological methods
and techniques in understanding human behavior and culture; and
3) communicate archaeological interpretations of the past. Many
publics exist for archaeology including students and teachers; Native
Americans and other ethnic, religious, and cultural groups who find
in the archaeological record important aspects of their cultural
heritage; lawmakers and government officials; reporters, journalists,
and others involved in the media; and the general public. Archaeologists
who are unable to undertake public education and outreach directly
should encourage and support the efforts of others in these activities.
Principle No. 5: Intellectual Property
Intellectual property, as contained in the knowledge and documents
created through the study of archaeological resources, is part of
the archaeological record. As such it should be treated in accord
with the principles of stewardship rather than as a matter of personal
possession. If there is a compelling reason, and no legal restrictions
or strong countervailing interests, a researcher may have primary
access to original materials and documents for a limited and reasonable
time, after which these materials and documents must be made available
to others.
Principle No. 6: Public Reporting
and Publication
Within a reasonable time, the knowledge of archaeologists gain from
investigation of the archaeological record must be presented in
accessible form (through publication or other means) to as wide
a range of interested publics as possible. The documents and materials
on which publication and other forms of public reporting are based
should be deposited in a suitable place for permanent safekeeping.
An interest in preserving and protecting in situ archaeological
sites must be taken in to account when publishing and distributing
information about their nature and location.
Principle No. 7: Records and Preservation
Archaeologists should work actively for the preservation of, and
long term access to, archaeological collections, records, and reports.
To this end, they should encourage colleagues, students, and others
to make responsible use of collections, records, and reports in
their research as one means of preserving the in situ archaeological
record, and of increasing the care and attention given to that portion
of the archaeological record which has been removed and incorporated
into archaeological collections, records, and reports.
Principle No. 8: Training and Resources
Given the destructive nature of most archaeological investigations,
archaeologists must ensure that they have adequate training, experience,
facilities, and other support necessary to conduct any program of
research they initiate in a manner consistent with the foregoing
principles and contemporary standards of professional practice.
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