At its April 10, 1996, meeting, the SAA Executive Board adopted the Principles of Archaeological Ethics, reproduced below, as proposed by the SAA Ethics in Archaeology Committee. The adoption of these principles represents the culmination of an effort begun in 1991 with the formation of the ad-hoc Ethics in Archaeology Committee. The committee was charged with considering the need for revising the society's existing statements on ethics. A 1993 workshop on ethics, held in Reno, resulted in draft principles that were presented at a public forum at the 1994 annual meeting in Anaheim. SAA published the draft principles with position papers from the forum and historical commentaries in a special report distributed to all members, Ethics and Archaeology: Challenges for the 1990s, edited by Mark. J. Lynott and Alison Wylie (1995). Member comments were solicited in this special report, through a notice in SAA Bulletin, and at two sessions held at the SAA booth during the 1995 annual meeting in Minneapolis. The final principles presented here are revised from the original draft based on comments from members and the Executive Board.
The Executive Board strongly endorses these principles and urges their use by all archaeologists "in negotiating the complex responsibilities they have to archaeological resources, and to all who have an interest in these resources or are otherwise affected by archaeological practice" (Lynott and Wylie 1995:8). The board is grateful to those who have contributed to the development of these principles, especially the members of the Ethics in Archaeology Committee, chaired by Mark. J. Lynott and Alison Wylie, for their skillful completion of this challenging and important task. The bylaws change just voted by the members has established a new standing committee, the Committee on Ethics, to carry on with these crucial efforts.
Principle No. 1: Stewardship
The archaeological record, that is, in situ archaeological material and sites,
archaeological collections, records and reports, is irreplaceable. It is the
responsibility of all archaeologists to work for the long-tem conservation and
protection of the archaeological record by practicing and promoting stewardship
of the archaeological record. Stewards are both caretakers of and advocates for
the archaeological record. In the interests of stewardship, archaeologists
should use and advocate use of the archaeological record for the benefit of all
people; as they investigate and interpret the record, they should use the
specialized knowledge they gain to promote public understanding and support for
its long-term preservation.
Principle No. 2: Accountability
Responsible archaeological research, including all levels of professional
activity, requires an acknowledgment of public accountability and a commitment
to make every reasonable effort, in good faith, to consult actively with
affected group(s), with the goal of establishing a working relationship that
can be beneficial to all parties involved.
Principle No. 3: Commercialization
The Society for American Archaeology has long recognized that the buying and
selling of objects out of archaeological context is contributing to the
destruction of the archaeological record on the American continents and around
the world. The commercialization of archaeological objects--their use as
commodities to be exploited for personal enjoyment or profit--results in the
destruction of archaeological sites and of contextual information that is
essential to understanding the archaeological record. Archaeologists should
therefore carefully weigh the benefits to scholarship of a project against the
costs of potentially enhancing the commercial value of archaeological objects.
Wherever possible, they shoulddiscourage, and should themselves avoid,
activities that enhance the commercial value of archaeological objects,
especially objects that are not curated in public institutions, or readily
available for scientific study, public interpretation, and display.
Principle No. 4: Public Education and Outreach
Archaeologists should reach out to, and participate in, cooperative efforts
with others interested in the archaeological record with the aim of improving
the preservation, protection, and interpretation of the record. In particular,
archaeologists should undertake to: 1) enlist public support for the
stewardship of the archaeological record; 2) explain and promote the use of
archaeological methods and techniques in understanding human behavior and
culture; and 3) communicate archaeological interpretations of the past. Many
publics exist for archaeology including students and teachers; Native Americans
and other ethnic, religious, and cultural groups who find in the archaeological
record important aspects of their cultural heritage; lawmakers and government
officials; reporters, journalists, and others involved in the media; and the
general public. Archaeologists who are unable to undertake public education and
outreach directly should encourage and support the efforts of others in these
activities.
Principle No. 5: Intellectual Property
Intellectual property, as contained in the knowledge and documents created
through the study of archaeological resources, is part of the archaeological
record. As such it should be treated in accord with the principles of
stewardship rather than as a matter of personal possession. If there is a
compelling reason, and no legal restrictions or strong countervailing
interests, a researcher may have primary access to original materials and
documents for a limited and reasonable time, after which these materials and
documents must be made available to others.
Principle No. 6: Public Reporting and Publication
Within a reasonable time, the knowledge archaeologists gain from investigation
of the archaeological record must be presented in accessible form (through
publication or other means) to as wide a range of interested publics as
possible. The documents and materials on which publication and other forms of
public reporting are based should be deposited in a suitable place for
permanent safekeeping. An interest in preserving and protecting in situ
archaeological sites must be taken into account when publishing and
distributing information about their nature and location.
Principle No. 7: Records and Preservation
Archaeologists should work actively for the preservation of, and long-term
access to, archaeological collections, records, and reports. To this end, they
should encourage colleagues, students, and others to make responsible use of
collections, records, and reports in their research as one means of preserving
the in situ archaeological record, and of increasing the care and attention
given to that portion of the archaeological record which has been removed and
incorporated into archaeological collections, records, and reports.
Principle No. 8: Training and Resources
Given the destructive nature of most archaeological investigations,
archaeologists must ensure that they have adequate training, experience,
facilities, and other support necessary to conduct any program of research they
initiate in a manner consistent with the foregoing principles and contemporary
standards of professional practice.
Keith W. Kintigh is at Arizona State University and is secretary of SAA.